Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)
- CF30 Customer (26 Jan 2017 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)
- CF30 Customer (26 Jan 2017 to 30 Nov 2017)
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- CF30 Customer (15 Jun 2015 to 7 Apr 2017)
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- Employed By (9 Apr 2015 to 7 Apr 2017)
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- CF30 Customer (16 Sep 2008 to 18 May 2009)
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- CF21 Investment Adviser (30 May 2006 to 3 Jul 2006)
- CF22 Investment Adviser (Trainee) (1 Apr 2005 to 30 May 2006)
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- CF21 Investment Adviser (23 Sep 2004 to 18 Mar 2005)
- CF22 Investment Adviser (Trainee) (18 Aug 2003 to 23 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.