Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (26 Jan 2017 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (26 Jan 2017 to 30 Nov 2017)
  • Aegis Financial Planning Limited (no longer approved here)

    FRN 624298

    • CF30 Customer (15 Jun 2015 to 7 Apr 2017)
  • Demontfort Financial Advisers LLP (no longer approved here)

    FRN 452221

    • Employed By (9 Apr 2015 to 7 Apr 2017)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (16 Sep 2008 to 18 May 2009)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (30 May 2006 to 3 Jul 2006)
    • CF22 Investment Adviser (Trainee) (1 Apr 2005 to 30 May 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (23 Sep 2004 to 18 Mar 2005)
    • CF22 Investment Adviser (Trainee) (18 Aug 2003 to 23 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.