ADVISER BUSINESS SOLUTIONS LIMITED

• Principal Place of Business

  2 The Old Flour Mill

  Queen Street

  Emsworth

  Hampshire

  PO10 7BT

  UNITED KINGDOM

  Phone

  +441243432430

  Web

  http://ifsnet.co.uk

• Complaints Contact

  2 The Old Flour Mill

  Queen Street

  Emsworth

  Hampshire

  PO10 7BT

  UNITED KINGDOM

  Phone

  +441243432430

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lucy Elisha Taylor

  IRN LEW01031

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF3 Executive Director (since 5 Mar 2020)
  • SMF16 Compliance Oversight (since 5 Mar 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Mar 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (since 31 Aug 2012)
• Mahmood Yusufali Nurmohamed

  IRN MYN00001

  • CF22 Investment Adviser (Trainee) (20 Jun 2002 to 3 Sep 2004)
• Martin Ian Stamp

  IRN MIS00010

  • CF30 Customer (1 Nov 2007 to 27 Oct 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Matthew Wiliam Robert Sedgley

  IRN MWS01030

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (since 1 Nov 2007)
  • CF21 Investment Adviser (15 Aug 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (12 Jul 2004 to 15 Aug 2006)
• Michael Colin Edward Jones

  IRN MCJ00005

  • CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2002)
• Michael Joseph Reidy

  IRN MJR00016

  • Responsibility for MCD Intermediation (21 Mar 2016 to 2 Sep 2016)
  • CF30 Customer (1 Nov 2007 to 2 Sep 2016)
  • CF4 Partner (AR) (1 Jul 2007 to 27 Jan 2017)
  • Responsible for Insurance Mediation (14 Jan 2005 to 2 Sep 2016)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 25 Apr 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 13 Sep 2016)
  • CF10 Compliance Oversight (1 Dec 2001 to 13 Sep 2016)
  • CF1 Director (1 Dec 2001 to 27 Jan 2017)
• Nadia Davinia Sutherland

  IRN NDS01034

  • CF22 Investment Adviser (Trainee) (24 Dec 2003 to 15 Jun 2005)
• Neil Harvey Plaister

  IRN NHP00005

  • CF22 Investment Adviser (Trainee) (20 Feb 2006 to 2 Oct 2006)
• Owen Tudor Griffiths

  IRN OTG00001

  • CF30 Customer (24 Aug 2022 to 2 Aug 2024)
  • Appointed representative dealing with clients for which they require qualification (16 Jun 2022 to 2 Aug 2024)
  • [FCA CF] Client dealing (16 Jun 2022 to 2 Aug 2024)
  • [FCA CF] Functions requiring qualifications (16 Jun 2022 to 2 Aug 2024)
• Peter David Small

  IRN PDS00035

  • CF30 Customer (1 Nov 2007 to 21 Oct 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• DMJ Associates

  FRN 468860 · Appointed 11 Jun 2007

• Tempus Financial Planning Limited (no longer appointed)

  FRN 746703 · Appointed 11 May 2016 · Until 25 Aug 2016

• JMF Private Clients Ltd (no longer appointed)

  FRN 503880 · Appointed 20 Jul 2009 · Until 30 Nov 2012

• Biscoes Financial Solutions Ltd (no longer appointed)

  FRN 453346 · Appointed 14 Jun 2006 · Until 5 Mar 2015

• AV Financial Services Ltd (no longer appointed)

  FRN 222516 · Appointed 3 Feb 2003 · Until 2 Apr 2004

• Independent Financial Solutions (no longer appointed)

  FRN 207675 · Appointed 12 Dec 2001 · Until 1 Jul 2007

No changes recorded yet.