Matthew Wiliam Robert Sedgley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ADVISER BUSINESS SOLUTIONS LIMITED

    FRN 190181

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (15 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Jul 2004 to 15 Aug 2006)
  • DMJ Associates

    FRN 468860

    • (4)Employed By (since 1 Jul 2007)
  • Biscoes Financial Solutions Ltd (no longer approved here)

    FRN 453346

    • Employed By (20 Sep 2007 to 4 Mar 2015)
  • Independent Financial Solutions (no longer approved here)

    FRN 207675

    • (11)Employed By (12 Jul 2004 to 26 Jun 2007)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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