Peter David Small

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HL Partnership Limited

    FRN 303397

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (20 Nov 2014 to 20 Jan 2017)
  • ADVISER BUSINESS SOLUTIONS LIMITED (no longer approved here)

    FRN 190181

    • CF30 Customer (1 Nov 2007 to 21 Oct 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • DMJ Associates (no longer approved here)

    FRN 468860

    • (14)Employed By (1 Jul 2007 to 21 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

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