Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Attivo Financial Limited (no longer approved here)

    FRN 497130

    • Appointed representative dealing with clients for which they require qualification (20 Sep 2021 to 31 Dec 2024)
    • CF30 Customer (20 Sep 2021 to 1 Jan 2025)
    • [FCA CF] Functions requiring qualifications (16 Sep 2021 to 31 Dec 2024)
    • [FCA CF] Client dealing (16 Sep 2021 to 31 Dec 2024)
  • Tempus Financial Planning Limited (no longer approved here)

    FRN 746703

    • Employed By (1 Sep 2016 to 1 Jan 2025)
  • ADVISER BUSINESS SOLUTIONS LIMITED (no longer approved here)

    FRN 190181

    • Responsibility for MCD Intermediation (21 Mar 2016 to 2 Sep 2016)
    • CF30 Customer (1 Nov 2007 to 2 Sep 2016)
    • CF4 Partner (AR) (1 Jul 2007 to 27 Jan 2017)
    • Responsible for Insurance Mediation (14 Jan 2005 to 2 Sep 2016)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 25 Apr 2008)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 13 Sep 2016)
    • CF10 Compliance Oversight (1 Dec 2001 to 13 Sep 2016)
    • CF1 Director (1 Dec 2001 to 27 Jan 2017)
  • DMJ Associates (no longer approved here)

    FRN 468860

    • (8)Employed By (13 Jun 2007 to 2 Sep 2016)
  • Biscoes Financial Solutions Ltd (no longer approved here)

    FRN 453346

    • Employed By (23 Jun 2006 to 1 Jan 2025)

Recent activity

Updates to this individual's record on the FCA register.

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