Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (20 Sep 2021 to 31 Dec 2024)
- CF30 Customer (20 Sep 2021 to 1 Jan 2025)
- [FCA CF] Functions requiring qualifications (16 Sep 2021 to 31 Dec 2024)
- [FCA CF] Client dealing (16 Sep 2021 to 31 Dec 2024)
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- Employed By (1 Sep 2016 to 1 Jan 2025)
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- Responsibility for MCD Intermediation (21 Mar 2016 to 2 Sep 2016)
- CF30 Customer (1 Nov 2007 to 2 Sep 2016)
- CF4 Partner (AR) (1 Jul 2007 to 27 Jan 2017)
- Responsible for Insurance Mediation (14 Jan 2005 to 2 Sep 2016)
- CF8 Apportionment and Oversight (1 Dec 2001 to 25 Apr 2008)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 13 Sep 2016)
- CF10 Compliance Oversight (1 Dec 2001 to 13 Sep 2016)
- CF1 Director (1 Dec 2001 to 27 Jan 2017)
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- (8)Employed By (13 Jun 2007 to 2 Sep 2016)
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- Employed By (23 Jun 2006 to 1 Jan 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.