Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Feb 2026)
    • [FCA CF] Client dealing (since 25 Feb 2026)
  • CPN Investment Management LLP (no longer approved here)

    FRN 579506

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2026)
    • CF30 Customer (20 Nov 2012 to 14 Mar 2026)
  • CPN Financial Services Limited (no longer approved here)

    FRN 731205

    • Employed By (16 May 2017 to 14 Mar 2026)
  • ADVISER BUSINESS SOLUTIONS LIMITED (no longer approved here)

    FRN 190181

    • CF22 Investment Adviser (Trainee) (24 Dec 2003 to 15 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.