Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (24 Aug 2022 to 2 Aug 2024)
- [FCA CF] Client dealing (16 Jun 2022 to 2 Aug 2024)
- [FCA CF] Functions requiring qualifications (16 Jun 2022 to 2 Aug 2024)
- Appointed representative dealing with clients for which they require qualification (16 Jun 2022 to 2 Aug 2024)
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- (17)Employed By (24 Aug 2022 to 2 Aug 2024)
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- [FCA CF] Functions requiring qualifications (31 Dec 2019 to 2 Mar 2022)
- CF30 Customer (2 Nov 2019 to 6 Apr 2022)
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- (6)Employed By (2 Nov 2019 to 6 Apr 2022)
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- CF1 Director (AR) (7 Sep 2012 to 20 Sep 2019)
- CF30 Customer (7 Sep 2012 to 20 Sep 2019)
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- Employed By (7 Sep 2012 to 20 Sep 2019)
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- CF21 Investment Adviser (1 Mar 2004 to 30 Apr 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Berkeley Financial Partners Ltd
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controlled function added: (6)Employed By at Berkeley Financial Partners Ltd