abrdn Life and Pensions Limited

• Principal Place of Business

  280 Bishopsgate

  London

  EC2M 4AG

  UNITED KINGDOM

  Phone

  +4402074636000

  Web

  https://www.aberdeeninvestments.com

• Complaints Contact

  1 George Street

  Edinburgh

  Midlothian

  EH2 2LL

  UNITED KINGDOM

  Phone

  +4401313729444

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• James Baird Aird

  IRN JBA01016

  • [PRA CF] Significant risk taker or Material risk taker (16 Mar 2020 to 17 Mar 2020)
  • [FCA CF] Material risk taker (16 Mar 2020 to 9 Sep 2021)
  • [FCA CF] Manager of certification employee (16 Mar 2020 to 11 Nov 2021)
  • [FCA CF] Significant management (16 Mar 2020 to 1 Jan 2022)
• James David Marsden

  IRN JXM01002

  • SMF4 Chief Risk (since 14 Jan 2025)
• Jamie Kirkpatrick

  IRN JXK77386

  • [FCA CF] Significant management (30 Mar 2020 to 5 Mar 2021)
• Jason Michael Windsor

  IRN JMW01117

  • SMF7 Group Entity Senior Manager (since 10 Jan 2024)
  • [FCA CF] Manager of certification employee (23 Oct 2023 to 10 Jan 2024)
  • [FCA CF] Material risk taker (23 Oct 2023 to 10 Jan 2024)
  • [FCA CF] Significant management (23 Oct 2023 to 10 Jan 2024)
• Jason Paul Holt

  IRN JPH01199

  • SMF17 Money Laundering Reporting Officer (MLRO) (28 Oct 2022 to 19 Nov 2024)
• Jeffrey Lawrence Cotton

  IRN JXC08635

  • SMF4 Chief Risk (31 Oct 2019 to 12 Feb 2021)
• Jeffrey Orenstein

  IRN JXO01078

  • CF10 Compliance Oversight (1 Dec 2001 to 1 Dec 2005)
• Joan MacMillan

  IRN JXM00291

  • [FCA CF] Significant management (1 Oct 2020 to 28 Feb 2023)
• John Alfred Bennett

  IRN JAB01210

  • CF11 Money Laundering Reporting (1 Dec 2001 to 5 Jul 2005)
• John Brett

  IRN JMB01292

  • CF1 Director (1 Oct 2012 to 1 Jan 2016)

No changes recorded yet.