Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RLUM Limited
FRN 144032
- SMF9 Chair of the Governing Body (since 1 Apr 2024)
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (26 Jul 2019 to 8 Dec 2019)
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Valu-Trac Investment Management Limited
FRN 145168
- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2023)
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Royal London Unit Trust Managers Limited
FRN 144037
- SMF9 Chair of the Governing Body (since 9 Mar 2022)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 8 Mar 2022)
- CF2 Non Executive Director (26 Jul 2019 to 8 Dec 2019)
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Anderson Strathern Asset Management Limited
FRN 552925
- SMF9 Chair of the Governing Body (since 20 Mar 2020)
- Responsible for Insurance Distribution (20 Mar 2020 to 20 Mar 2020)
- SMF3 Executive Director (20 Mar 2020 to 20 Mar 2020)
- CF1 Director (20 Oct 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (20 Oct 2016 to 30 Sep 2018)
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- CF1 Director (1 Oct 2012 to 1 Jan 2016)
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- CF29 Significant management (12 Dec 2011 to 13 Nov 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.