John Alfred Bennett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

DWS Investments UK Limited (no longer approved here)
FRN 429806
- CF11 Money Laundering Reporting (28 Jun 2005 to 5 Jul 2005)
DEUTSCHE TRUSTEE COMPANY LIMITED (no longer approved here)
FRN 122126
- CF11 Money Laundering Reporting (1 Dec 2001 to 5 Jul 2005)
DB UK Bank Limited (no longer approved here)
FRN 140848
- CF11 Money Laundering Reporting (1 Dec 2001 to 5 Jul 2005)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF11 Money Laundering Reporting (1 Dec 2001 to 5 Jul 2005)
abrdn Life and Pensions Limited (no longer approved here)
FRN 187323
- CF11 Money Laundering Reporting (1 Dec 2001 to 5 Jul 2005)
Nippon Life Schroders Asset Management Europe Limited (no longer approved here)
FRN 188997
- (71)CF11 Money Laundering Reporting (1 Dec 2001 to 5 Jul 2005)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (71)CF11 Money Laundering Reporting at Nippon Life Schroders Asset Management Europe Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.