James Baird Aird

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Life and Pensions Limited (no longer approved here)

    FRN 187323

    • [PRA CF] Significant risk taker or Material risk taker (16 Mar 2020 to 17 Mar 2020)
    • [FCA CF] Manager of certification employee (16 Mar 2020 to 11 Nov 2021)
    • [FCA CF] Material risk taker (16 Mar 2020 to 9 Sep 2021)
    • [FCA CF] Significant management (16 Mar 2020 to 1 Jan 2022)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Nov 2021)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2022)
    • CF30 Customer (4 Apr 2018 to 8 Dec 2019)
  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Nov 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2022)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Nov 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2022)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Nov 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2022)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (12 Apr 2007 to 31 Oct 2007)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Nov 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2022)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Nov 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2022)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Nov 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
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