Date authorised
1 April 2013
Companies House
03526143
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +4402074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +4401313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Pension fund management

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For All, Life and annuity, Linked long-term, Pension fund management

  • Investment Setup

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Campbell Scott

    IRN DCS01059

    • SMF24 Chief Operations (8 Feb 2023 to 21 Mar 2025)
    • [FCA CF] Significant management (16 Jun 2020 to 8 Feb 2023)
  • David Grant Hargrave

    IRN DXH01362

    • CF2 Non Executive Director (1 Dec 2001 to 3 Mar 2006)
    • CF1 Director (1 Dec 2001 to 20 Dec 2005)
  • David John Paterson Hare

    IRN DJH01407

    • SMF11 Chair of the Audit Committee (since 22 Mar 2023)
    • SMF9 Chair of the Governing Body (since 22 Mar 2023)
    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 2 Jun 2023)
    • SIMF10 Chair of the Risk Committee (9 Jun 2017 to 9 Dec 2018)
  • David Mitchell

    IRN DXM00558

    • [FCA CF] Significant management (1 Sep 2021 to 1 Nov 2021)
  • David Patrick Denis Marie Mouille

    IRN DXM00667

    • [FCA CF] Significant management (since 11 Feb 2022)
    • [FCA CF] Manager of certification employee (11 Feb 2022 to 6 Mar 2023)
  • David Rhydderch

    IRN DJR01180

    • CF19 Significant Mgt (Financial Resources) (2 Feb 2004 to 9 Feb 2007)
  • David Stephen Vallery

    IRN DSV01003

    • SMF10 Chair of the Risk Committee (since 2 Jun 2023)
  • Deborah Ann Harris

    IRN DAH01118

    • [FCA CF] Significant management (4 Mar 2021 to 21 Jun 2022)
  • Denise Elisabeth Thomas

    IRN DET01021

    • SMF24 Chief Operations (5 Jan 2023 to 17 Nov 2023)
    • [FCA CF] Significant management (1 Jul 2022 to 5 Jan 2023)
    • [FCA CF] Manager of certification employee (26 Mar 2020 to 24 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 11 Dec 2018)
    • [FCA CF] Material risk taker (10 Dec 2018 to 9 Sep 2021)
  • Donald Roy Amstad

    IRN DRA01030

    • [FCA CF] Significant management (4 Aug 2021 to 18 Oct 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.