Date authorised
1 April 2013
Companies House
03526143
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +4402074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +4401313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Pension fund management

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For All, Life and annuity, Linked long-term, Pension fund management

  • Investment Setup

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Donna Liddle

    IRN DXL00310

    • [FCA CF] Significant management (13 Jun 2022 to 1 Jul 2024)
  • Douglas Forbes Vick

    IRN DXV00086

    • SMF2 Chief Finance (since 20 Mar 2023)
  • Douglas Jardine Flint

    IRN DJF01114

    • SMF7 Group Entity Senior Manager (8 Mar 2019 to 9 Nov 2023)
  • Douglas Tennant

    IRN DXT86677

    • [FCA CF] Significant management (2 Jun 2020 to 1 Jan 2024)
  • Elizabeth Fletcher

    IRN EXF84024

    • [FCA CF] Material risk taker (10 Dec 2018 to 27 Nov 2020)
    • [FCA CF] Significant management (10 Dec 2018 to 30 Apr 2021)
  • Elizabeth Mackenzie

    IRN EXM86680

    • SMF3 Executive Director (18 Mar 2022 to 31 Jul 2022)
    • [FCA CF] Significant management (17 Jun 2020 to 18 Mar 2022)
  • Emily Jane Smart

    IRN EJS01088

    • SMF18 Other Overall Responsibility (since 27 Nov 2025)
    • [FCA CF] Significant management (10 Nov 2023 to 27 Nov 2025)
    • SMF7 Group Entity Senior Manager (4 Oct 2022 to 9 Nov 2023)
    • [FCA CF] Manager of certification employee (3 Jul 2020 to 4 Oct 2022)
  • Emma Herd

    IRN EXH00030

    • SMF3 Executive Director (29 Dec 2022 to 13 Aug 2025)
    • [FCA CF] Manager of certification employee (24 Feb 2022 to 29 Dec 2022)
    • [FCA CF] Significant management (24 Apr 2020 to 29 Dec 2022)
  • Fiona Cadger

    IRN FXC00011

    • [FCA CF] Significant management (since 30 Apr 2020)
  • Fiona McGowan

    IRN FXM00023

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 11 Dec 2018)
    • [FCA CF] Material risk taker (10 Dec 2018 to 9 Sep 2021)
    • [FCA CF] Significant management (10 Dec 2018 to 19 Oct 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.