ABN AMRO Clearing Bank N.V., London Branch
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
ABN AMRO Clearing Bank N.V.5 Aldermanbury SquareLondonCity Of LondonEC2V 7HRUNITED KINGDOM- Phone
- +4402031929000
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Complaints Contact
5 Aldermanbury SquareLondonEC2V 7HRUNITED KINGDOM- Phone
- +4402038804121
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Electronic Trade Settlement
For Eligible Counterparty, Professional, Share
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stephen Francis
IRN SXF01134
- CF30 Customer (1 Nov 2007 to 4 Aug 2009)
- CF26 Customer Trading (13 Jun 2007 to 31 Oct 2007)
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Stephen John Tomlin
IRN SJT01114
- CF30 Customer (9 Sep 2008 to 26 Jan 2009)
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Stephen Lewis Spiteri
IRN SLS01071
- CF30 Customer (1 Nov 2007 to 7 Dec 2009)
- CF26 Customer Trading (24 Feb 2005 to 31 Oct 2007)
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Stephen Patrick Pender
IRN SPP01050
- CF30 Customer (1 Nov 2007 to 1 Feb 2010)
- CF26 Customer Trading (23 Sep 2005 to 31 Oct 2007)
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Stephen William Trimming
IRN SWT01015
- CF30 Customer (1 Nov 2007 to 7 Dec 2009)
- CF26 Customer Trading (14 Sep 2006 to 31 Oct 2007)
- CF21 Investment Adviser (14 Aug 2006 to 14 Sep 2006)
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Steven Innes Ross
IRN SIR01008
- CF26 Customer Trading (16 Nov 2004 to 9 Oct 2006)
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Steven James Mudd
IRN SJM01249
- CF26 Customer Trading (1 Jul 2004 to 19 Nov 2004)
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Steven John Hamme
IRN SJH01254
- CF30 Customer (1 Nov 2007 to 7 Dec 2009)
- CF26 Customer Trading (10 Oct 2006 to 31 Oct 2007)
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Steven Kamil
IRN SXK01157
- CF26 Customer Trading (30 Jun 2004 to 31 Aug 2005)
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Stuart Geoffrey Leigh
IRN SGL01025
- CF30 Customer (1 Apr 2014 to 28 Jul 2015)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.