ABN AMRO Clearing Bank N.V., London Branch

Date authorised
7 April 2004
Companies House
FC025168
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    ABN AMRO Clearing Bank N.V.
    5 Aldermanbury Square
    London
    City Of London
    EC2V 7HR
    UNITED KINGDOM
    Phone
    +4402031929000
  • Complaints Contact

    5 Aldermanbury Square
    London
    EC2V 7HR
    UNITED KINGDOM
    Phone
    +4402038804121

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Share

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Francis

    IRN SXF01134

    • CF30 Customer (1 Nov 2007 to 4 Aug 2009)
    • CF26 Customer Trading (13 Jun 2007 to 31 Oct 2007)
  • Stephen John Tomlin

    IRN SJT01114

    • CF30 Customer (9 Sep 2008 to 26 Jan 2009)
  • Stephen Lewis Spiteri

    IRN SLS01071

    • CF30 Customer (1 Nov 2007 to 7 Dec 2009)
    • CF26 Customer Trading (24 Feb 2005 to 31 Oct 2007)
  • Stephen Patrick Pender

    IRN SPP01050

    • CF30 Customer (1 Nov 2007 to 1 Feb 2010)
    • CF26 Customer Trading (23 Sep 2005 to 31 Oct 2007)
  • Stephen William Trimming

    IRN SWT01015

    • CF30 Customer (1 Nov 2007 to 7 Dec 2009)
    • CF26 Customer Trading (14 Sep 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (14 Aug 2006 to 14 Sep 2006)
  • Steven Innes Ross

    IRN SIR01008

    • CF26 Customer Trading (16 Nov 2004 to 9 Oct 2006)
  • Steven James Mudd

    IRN SJM01249

    • CF26 Customer Trading (1 Jul 2004 to 19 Nov 2004)
  • Steven John Hamme

    IRN SJH01254

    • CF30 Customer (1 Nov 2007 to 7 Dec 2009)
    • CF26 Customer Trading (10 Oct 2006 to 31 Oct 2007)
  • Steven Kamil

    IRN SXK01157

    • CF26 Customer Trading (30 Jun 2004 to 31 Aug 2005)
  • Stuart Geoffrey Leigh

    IRN SGL01025

    • CF30 Customer (1 Apr 2014 to 28 Jul 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.