Stephen William Trimming

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tavira Financial Limited (no longer approved here)

    FRN 462001

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jan 2026)
    • CF11 Money Laundering Reporting (1 Sep 2017 to 1 Mar 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (27 Feb 2007 to 31 Oct 2007)
    • CF26 Customer Trading (27 Feb 2007 to 31 Oct 2007)
  • ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)

    FRN 400059

    • CF30 Customer (1 Nov 2007 to 7 Dec 2009)
    • CF26 Customer Trading (14 Sep 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (14 Aug 2006 to 14 Sep 2006)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF21 Investment Adviser (13 Jan 2006 to 9 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.