Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (1 Nov 2007 to 7 Dec 2009)
- CF26 Customer Trading (10 Oct 2006 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 30 Apr 2014)
- CF26 Customer Trading (22 Aug 2006 to 31 Oct 2007)
- CF4 Partner (22 Aug 2006 to 26 Jul 2007)
-
- CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.