Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)

    FRN 400059

    • CF30 Customer (1 Nov 2007 to 7 Dec 2009)
    • CF26 Customer Trading (10 Oct 2006 to 31 Oct 2007)
  • Vantage Capital Markets LLP (no longer approved here)

    FRN 416697

    • CF30 Customer (1 Nov 2007 to 30 Apr 2014)
    • CF26 Customer Trading (22 Aug 2006 to 31 Oct 2007)
    • CF4 Partner (22 Aug 2006 to 26 Jul 2007)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.