ABN AMRO Clearing Bank N.V., London Branch
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
ABN AMRO Clearing Bank N.V.5 Aldermanbury SquareLondonCity Of LondonEC2V 7HRUNITED KINGDOM- Phone
- +4402031929000
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Complaints Contact
5 Aldermanbury SquareLondonEC2V 7HRUNITED KINGDOM- Phone
- +4402038804121
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Electronic Trade Settlement
For Eligible Counterparty, Professional, Share
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stuart Mace
IRN SWM01028
- CF30 Customer (18 Feb 2014 to 8 Dec 2019)
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Stuart Raymond Julian
IRN SRJ01031
- CF26 Customer Trading (2 Sep 2005 to 23 May 2007)
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Terence James Henry Smith
IRN TJS01062
- CF26 Customer Trading (14 Oct 2004 to 7 Feb 2006)
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Terence Michael Patrick Godfrey
IRN TMG01013
- CF26 Customer Trading (30 Jun 2004 to 14 Sep 2004)
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Thanh Quoc Ly
IRN TQL01000
- [FCA CF] Client dealing (since 30 Sep 2024)
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Thomas Francis John Gould
IRN TFG01006
- CF26 Customer Trading (27 Sep 2004 to 17 Mar 2006)
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Thomas Stephen Adams
IRN TSA01024
- CF30 Customer (15 Jul 2015 to 8 Dec 2019)
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Timothy David Rowan McLachlan
IRN TDM01020
- CF26 Customer Trading (20 Aug 2004 to 15 Aug 2006)
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Timothy Hugh Frederick Vos
IRN THV01005
- CF30 Customer (1 Nov 2007 to 7 Dec 2009)
- CF26 Customer Trading (31 May 2007 to 31 Oct 2007)
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Timothy John Worley
IRN TJW01082
- CF30 Customer (1 Nov 2007 to 19 May 2008)
- CF26 Customer Trading (16 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.