Thanh Quoc Ly

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ABN AMRO Clearing Bank N.V., London Branch
FRN 400059
- [FCA CF] Client dealing (since 30 Sep 2024)
Amius Limited (no longer approved here)
FRN 188130
- CF30 Customer (31 Jul 2023 to 28 Jun 2024)
- [FCA CF] Client dealing (20 Feb 2023 to 28 Jun 2024)
Amius Futures LLC (no longer approved here)
FRN 977272
- (1)Employed By (31 Jul 2023 to 28 Jun 2024)
Marex Spectron International Limited (no longer approved here)
FRN 193027
- CF30 Customer (9 Dec 2014 to 8 May 2019)
Marex Financial (no longer approved here)
FRN 442767
- CF30 Customer (6 Aug 2008 to 8 May 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.