Steven James Mudd

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (13 Feb 2007 to 31 Oct 2007)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF21 Investment Adviser (18 Nov 2004 to 12 Jan 2005)
  • ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)

    FRN 400059

    • CF26 Customer Trading (1 Jul 2004 to 19 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.