75point3 Limited

• Principal Place of Business

  Beecholme

  Pwllycrochan Avenue

  Colwyn Bay

  Conwy

  LL29 7BW

  UNITED KINGDOM

  Phone

  +4401492877299

  Web

  https://www.75point3.com

• Complaints Contact

  Beecholme

  Pwllycrochan Avenue

  Colwyn Bay

  Conwy

  LL29 7BW

  UNITED KINGDOM

  Phone

  +4401492877299

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: ” a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Alexander Bonsall

  IRN MAB00105

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • CF1 Director (AR) (since 29 Mar 2023)
  • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 10 Oct 2017)
  • CF11 Money Laundering Reporting (10 Oct 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 Oct 2017 to 8 Dec 2019)
  • CF1 Director (16 Jul 2009 to 11 May 2011)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
• Martyn Andrew Wickens

  IRN MXW20493

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 24 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 2 Dec 2024)
  • Appointed representative dealing with clients for which they require qualification (since 2 Dec 2024)
  • [FCA CF] Client dealing (since 2 Dec 2024)
  • [FCA CF] Client dealing (7 Dec 2020 to 17 May 2021)
  • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 17 May 2021)
  • CF30 Customer (18 Sep 2019 to 8 Dec 2019)
• Nisha Marie Hampshire-Jones

  IRN NXH00092

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
• Richard Rhys Everitt

  IRN RRE00002

  • CF30 Customer (1 Sep 2014 to 25 Jan 2017)
• Sandra Davies

  IRN SXD00170

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
• Sarah Joy Hennigan

  IRN SJH01322

  • CF30 Customer (16 Jan 2009 to 8 Dec 2019)
• Sharon Marjorie Almond

  IRN SMA01087

  • CF30 Customer (16 Jan 2009 to 12 Mar 2009)
• Sophie Lee Davies

  IRN SXD00927

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 10 Jul 2025)
• Stephen Allen Jones

  IRN SAJ00017

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 7 Dec 2020)
  • Appointed representative dealing with clients for which they require qualification (since 7 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF4 Partner (AR) (since 10 Dec 2012)
  • CF1 Director (AR) (since 10 May 2011)
  • CF30 Customer (since 1 Nov 2007)
  • CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
  • CF1 Director (3 May 2005 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (3 May 2005 to 31 Oct 2007)
  • Responsible for Insurance Mediation (3 May 2005 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (3 May 2005 to 31 Mar 2009)
• Tracy Brookes

  IRN TEJ01007

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 1 Sep 2024)
  • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
  • Appointed representative dealing with clients for which they require qualification (since 7 Dec 2020)
  • [FCA CF] Client dealing (since 7 Dec 2020)
  • CF30 Customer (since 19 Jun 2015)

• Commercial Funding (75point3) LLP

  FRN 975258 · Appointed 6 May 2022

• 75point3 Financial Planning LLP

  FRN 592102 · Appointed 29 Nov 2012

• D.R.E. & Co Financial Planning LLP

  FRN 469570 · Appointed 27 Jun 2007

• 75point3@williamsdenton Ltd

  FRN 219890 · Appointed 3 May 2005

• Oliver & Co Financial Planning LTD (no longer appointed)

  FRN 572210 · Appointed 6 Jan 2012 · Until 19 Jun 2015

No changes recorded yet.