Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Sep 2020 to 19 Aug 2024)
- [FCA CF] Functions requiring qualifications (7 Sep 2020 to 19 Aug 2024)
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- CF30 Customer (16 Jan 2009 to 8 Dec 2019)
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- CF21 Investment Adviser (20 Jan 2003 to 30 Jun 2004)
- CF22 Investment Adviser (Trainee) (13 Jun 2002 to 20 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.