75point3 Limited

• Principal Place of Business

  Beecholme

  Pwllycrochan Avenue

  Colwyn Bay

  Conwy

  LL29 7BW

  UNITED KINGDOM

  Phone

  +4401492877299

  Web

  https://www.75point3.com

• Complaints Contact

  Beecholme

  Pwllycrochan Avenue

  Colwyn Bay

  Conwy

  LL29 7BW

  UNITED KINGDOM

  Phone

  +4401492877299

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: ” a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Morris Jones

  IRN AMJ00021

  • CF4 Partner (AR) (14 Dec 2012 to 25 Jun 2020)
  • CF1 Director (AR) (12 Apr 2011 to 25 Jun 2020)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
  • CF1 Director (3 May 2005 to 3 Dec 2019)
  • CF10 Compliance Oversight (3 May 2005 to 10 Oct 2017)
  • CF11 Money Laundering Reporting (3 May 2005 to 10 Oct 2017)
• Antonia Lopez

  IRN AXM04764

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • Appointed representative dealing with clients for which they require qualification (since 7 Dec 2020)
  • [FCA CF] Client dealing (since 7 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
  • CF30 Customer (since 9 Jan 2017)
• Carol June Oliver

  IRN CXG00116

  • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 5 Dec 2024)
• Charlotte Louise Thomas

  IRN CXT00431

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 12 Aug 2024)
  • CF30 Customer (since 12 Aug 2024)
  • [FCA CF] Functions requiring qualifications (since 14 Aug 2023)
  • [FCA CF] Client dealing (since 14 Aug 2023)
• Christopher Alexander Marshall

  IRN CAM01259

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF30 Customer (since 22 May 2025)
  • Appointed representative dealing with clients for which they require qualification (since 3 Mar 2025)
  • [FCA CF] Client dealing (since 3 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 3 Mar 2025)
  • CF30 Customer (14 Mar 2011 to 28 Jun 2017)
• Christopher Durkin

  IRN CRD00015

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 7 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
  • CF30 Customer (29 Jul 2019 to 8 Dec 2019)
• David Hamilton Porter

  IRN DHP00016

  • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 30 Oct 2024)
  • Appointed representative dealing with clients for which they require qualification (7 Dec 2020 to 30 Oct 2024)
  • [FCA CF] Client dealing (7 Dec 2020 to 30 Oct 2024)
  • SMF3 Executive Director (9 Dec 2019 to 30 Oct 2024)
  • CF1 Director (AR) (14 Apr 2011 to 30 Oct 2024)
  • CF30 Customer (1 Nov 2007 to 30 Oct 2024)
  • CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
  • CF1 Director (3 May 2005 to 8 Dec 2019)
• David Haycocks

  IRN DXH00211

  • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 31 Dec 2025)
• David Price Jones

  IRN DPJ01047

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 1 Sep 2024)
  • [FCA CF] Manager of certification employee (since 7 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
  • Appointed representative dealing with clients for which they require qualification (since 7 Dec 2020)
  • [FCA CF] Client dealing (since 7 Dec 2020)
  • CF30 Customer (since 10 Nov 2017)
• Emma Louise Hall

  IRN ELH01039

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF3 Executive Director (since 1 Sep 2024)
  • [FCA CF] Client dealing (since 7 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
  • Appointed representative dealing with clients for which they require qualification (since 7 Dec 2020)
  • CF30 Customer (since 8 Dec 2019)

• Commercial Funding (75point3) LLP

  FRN 975258 · Appointed 6 May 2022

• 75point3 Financial Planning LLP

  FRN 592102 · Appointed 29 Nov 2012

• D.R.E. & Co Financial Planning LLP

  FRN 469570 · Appointed 27 Jun 2007

• 75point3@williamsdenton Ltd

  FRN 219890 · Appointed 3 May 2005

• Oliver & Co Financial Planning LTD (no longer appointed)

  FRN 572210 · Appointed 6 Jan 2012 · Until 19 Jun 2015

No changes recorded yet.