Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF3 Executive Director (since 1 Sep 2024)
    • [FCA CF] Client dealing (since 7 Dec 2020)
    • Appointed representative dealing with clients for which they require qualification (since 7 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
    • CF30 Customer (since 8 Dec 2019)
    • (10)Employed By (since 25 Jun 2020)
    • (9)Employed By (since 25 Jun 2020)
    • (9)Employed By (since 25 Jun 2020)
  • CLIFTON CONSULTING LIMITED (no longer approved here)

    FRN 541544

    • Employed By (6 Dec 2013 to 3 Dec 2019)
  • Clifton Compliance Services Ltd (no longer approved here)

    FRN 480676

    • CF30 Customer (30 Oct 2013 to 3 Dec 2019)
  • CLIFTON WEALTH LIMITED (no longer approved here)

    FRN 541564

    • Employed By (30 Oct 2013 to 3 Dec 2019)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF30 Customer (1 Nov 2007 to 7 Aug 2010)
    • CF22 Investment Adviser (Trainee) (18 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 75point3 Financial Planning LLP

  2. controlled function added: (9)Employed By at 75point3 Financial Planning LLP