Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 75point3 Limited (no longer approved here)

    FRN 418618

    • Appointed representative dealing with clients for which they require qualification (7 Dec 2020 to 30 Oct 2024)
    • [FCA CF] Client dealing (7 Dec 2020 to 30 Oct 2024)
    • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 30 Oct 2024)
    • SMF3 Executive Director (9 Dec 2019 to 30 Oct 2024)
    • CF1 Director (AR) (14 Apr 2011 to 30 Oct 2024)
    • CF30 Customer (1 Nov 2007 to 30 Oct 2024)
    • CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
    • CF1 Director (3 May 2005 to 8 Dec 2019)
  • 75point3 Financial Planning LLP (no longer approved here)

    FRN 592102

    • (5)Employed By (13 Dec 2012 to 30 Oct 2024)
  • D.R.E. & Co Financial Planning LLP (no longer approved here)

    FRN 469570

    • (2)Employed By (9 May 2011 to 30 Oct 2024)
  • 75point3@williamsdenton Ltd (no longer approved here)

    FRN 219890

    • (5)Employed By (15 Nov 2002 to 1 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 75point3 Financial Planning LLP

  2. controlled function added: (5)Employed By at 75point3 Financial Planning LLP