Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (7 Dec 2020 to 30 Oct 2024)
- [FCA CF] Client dealing (7 Dec 2020 to 30 Oct 2024)
- [FCA CF] Functions requiring qualifications (7 Dec 2020 to 30 Oct 2024)
- SMF3 Executive Director (9 Dec 2019 to 30 Oct 2024)
- CF1 Director (AR) (14 Apr 2011 to 30 Oct 2024)
- CF30 Customer (1 Nov 2007 to 30 Oct 2024)
- CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
- CF1 Director (3 May 2005 to 8 Dec 2019)
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- (5)Employed By (13 Dec 2012 to 30 Oct 2024)
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- (2)Employed By (9 May 2011 to 30 Oct 2024)
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- (5)Employed By (15 Nov 2002 to 1 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at 75point3 Financial Planning LLP
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controlled function added: (5)Employed By at 75point3 Financial Planning LLP