Charlotte Louise Thomas

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 75point3@williamsdenton Ltd

    FRN 219890

    • (7)Employed By (since 12 Aug 2024)
  • 75point3 Limited

    FRN 418618

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 12 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (since 12 Aug 2024)
    • [FCA CF] Client dealing (since 14 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 14 Aug 2023)
  • D.R.E. & Co Financial Planning LLP

    FRN 469570

    • (7)Employed By (since 12 Aug 2024)
  • 75point3 Financial Planning LLP

    FRN 592102

    • (8)Employed By (since 12 Aug 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 75point3 Financial Planning LLP

  2. controlled function added: (8)Employed By at 75point3 Financial Planning LLP