Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 75point3 Limited (no longer approved here)

    FRN 418618

    • CF4 Partner (AR) (14 Dec 2012 to 25 Jun 2020)
    • CF1 Director (AR) (12 Apr 2011 to 25 Jun 2020)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
    • CF1 Director (3 May 2005 to 3 Dec 2019)
    • CF10 Compliance Oversight (3 May 2005 to 10 Oct 2017)
    • CF11 Money Laundering Reporting (3 May 2005 to 10 Oct 2017)
  • 75point3 Financial Planning LLP (no longer approved here)

    FRN 592102

    • (2)Employed By (14 Dec 2012 to 25 Jun 2020)
  • D.R.E. & Co Financial Planning LLP (no longer approved here)

    FRN 469570

    • (1)Employed By (5 May 2011 to 25 Jun 2020)
  • 75point3@williamsdenton Ltd (no longer approved here)

    FRN 219890

    • (2)Employed By (15 Nov 2002 to 1 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 75point3 Financial Planning LLP

  2. controlled function added: (2)Employed By at 75point3 Financial Planning LLP