Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF4 Partner (AR) (14 Dec 2012 to 25 Jun 2020)
- CF1 Director (AR) (12 Apr 2011 to 25 Jun 2020)
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
- CF1 Director (3 May 2005 to 3 Dec 2019)
- CF10 Compliance Oversight (3 May 2005 to 10 Oct 2017)
- CF11 Money Laundering Reporting (3 May 2005 to 10 Oct 2017)
-
- (2)Employed By (14 Dec 2012 to 25 Jun 2020)
-
- (1)Employed By (5 May 2011 to 25 Jun 2020)
-
- (2)Employed By (15 Nov 2002 to 1 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at 75point3 Financial Planning LLP
-
controlled function added: (2)Employed By at 75point3 Financial Planning LLP