Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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75point3@williamsdenton Ltd
FRN 219890
- (5)Employed By (since 22 May 2025)
- (7)Employed By (1 Nov 2013 to 28 Jun 2017)
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75point3 Limited
FRN 418618
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF30 Customer (since 22 May 2025)
- Appointed representative dealing with clients for which they require qualification (since 3 Mar 2025)
- [FCA CF] Client dealing (since 3 Mar 2025)
- [FCA CF] Functions requiring qualifications (since 3 Mar 2025)
- CF30 Customer (14 Mar 2011 to 28 Jun 2017)
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D.R.E. & Co Financial Planning LLP
FRN 469570
- (5)Employed By (since 22 May 2025)
- (5)Employed By (19 Jul 2011 to 28 Jun 2017)
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75point3 Financial Planning LLP
FRN 592102
- (5)Employed By (since 22 May 2025)
- (6)Employed By (13 Dec 2012 to 28 Jun 2017)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at 75point3 Financial Planning LLP
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controlled function added: (6)Employed By at 75point3 Financial Planning LLP
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controlled function added: (5)Employed By at 75point3 Financial Planning LLP