Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (5)Employed By (since 22 May 2025)
    • (7)Employed By (1 Nov 2013 to 28 Jun 2017)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 22 May 2025)
    • Appointed representative dealing with clients for which they require qualification (since 3 Mar 2025)
    • [FCA CF] Client dealing (since 3 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Mar 2025)
    • CF30 Customer (14 Mar 2011 to 28 Jun 2017)
    • (5)Employed By (since 22 May 2025)
    • (5)Employed By (19 Jul 2011 to 28 Jun 2017)
    • (5)Employed By (since 22 May 2025)
    • (6)Employed By (13 Dec 2012 to 28 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 75point3 Financial Planning LLP

  2. controlled function added: (6)Employed By at 75point3 Financial Planning LLP

  3. controlled function added: (5)Employed By at 75point3 Financial Planning LLP