Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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75point3@williamsdenton Ltd
FRN 219890
- (9)Employed By (since 29 Mar 2023)
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75point3 Limited
FRN 418618
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- CF1 Director (AR) (since 29 Mar 2023)
- [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 10 Oct 2017)
- CF10 Compliance Oversight (10 Oct 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (10 Oct 2017 to 8 Dec 2019)
- CF1 Director (16 Jul 2009 to 11 May 2011)
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
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- (6)Employed By (16 Jul 2009 to 31 Dec 2012)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
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