Tracy Brookes

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 75point3 Limited

    FRN 418618

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF3 Executive Director (since 1 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
    • Appointed representative dealing with clients for which they require qualification (since 7 Dec 2020)
    • [FCA CF] Client dealing (since 7 Dec 2020)
    • CF30 Customer (since 19 Jun 2015)
  • 75point3@williamsdenton Ltd

    FRN 219890

    • (3)Employed By (since 19 Jun 2015)
  • D.R.E. & Co Financial Planning LLP

    FRN 469570

    • (3)Employed By (since 19 Jun 2015)
  • 75point3 Financial Planning LLP

    FRN 592102

    • (3)Employed By (since 19 Jun 2015)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF30 Customer (1 Nov 2007 to 22 Nov 2013)
    • CF22 Investment Adviser (Trainee) (25 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 75point3 Financial Planning LLP

  2. controlled function added: (3)Employed By at 75point3 Financial Planning LLP