Stephen Allen Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 75point3 Limited

    FRN 418618

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 7 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
    • Appointed representative dealing with clients for which they require qualification (since 7 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF4 Partner (AR) (since 10 Dec 2012)
    • CF1 Director (AR) (since 10 May 2011)
    • CF30 Customer (since 1 Nov 2007)
    • Responsible for Insurance Mediation (3 May 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (3 May 2005 to 31 Mar 2009)
    • CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
    • CF1 Director (3 May 2005 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (3 May 2005 to 31 Oct 2007)
  • 75point3 Financial Planning LLP

    FRN 592102

    • (4)Employed By (since 10 Dec 2012)
  • D.R.E. & Co Financial Planning LLP

    FRN 469570

    • (4)Employed By (since 9 May 2011)
  • 75point3@williamsdenton Ltd

    FRN 219890

    • (4)Employed By (since 11 Apr 2011)
    • (6)Employed By (15 Nov 2002 to 1 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 75point3 Financial Planning LLP

  2. controlled function added: (4)Employed By at 75point3 Financial Planning LLP