Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 24 Jan 2025)
    • [FCA CF] Client dealing (since 2 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2024)
    • Appointed representative dealing with clients for which they require qualification (since 2 Dec 2024)
    • [FCA CF] Client dealing (7 Dec 2020 to 17 May 2021)
    • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 17 May 2021)
    • CF30 Customer (18 Sep 2019 to 8 Dec 2019)
    • (6)Employed By (since 24 Jan 2025)
    • (6)Employed By (since 4 Dec 2024)
    • (6)Employed By (since 4 Dec 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 75point3 Financial Planning LLP

  2. controlled function added: (6)Employed By at 75point3 Financial Planning LLP