Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (25 Sep 2024 to 28 Oct 2024)
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- [FCA CF] Client dealing (1 Jun 2024 to 6 Aug 2024)
- [FCA CF] Functions requiring qualifications (1 Jun 2024 to 6 Aug 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2024)
- CF30 Customer (24 Apr 2017 to 8 Dec 2019)
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- CF1 Director (AR) (4 Jan 2010 to 1 Apr 2015)
- CF30 Customer (4 Jan 2010 to 1 Apr 2015)
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- Employed By (4 Jan 2010 to 1 Apr 2015)
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- CF30 Customer (1 Nov 2007 to 10 Dec 2008)
- CF21 Investment Adviser (30 Sep 2003 to 31 Oct 2007)
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- Employed By (1 Dec 2001 to 6 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.