In2 Planning Limited

• Principal Place of Business

  20 Little Britain

  London

  EC1A 7DH

  UNITED KINGDOM

  Phone

  +442073367763

  Web

  https://www.in2planning.co.uk

• Complaints Contact

  20 Little Britain

  London

  EC1A 7DH

  UNITED KINGDOM

  Phone

  +442073367763

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Renjel

  IRN DXR43467

  • SMF16 Compliance Oversight (since 8 Sep 2020)
• Dorota Szewczyk

  IRN DXS01923

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2023)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Oct 2023)
  • CF30 Customer (26 Apr 2019 to 8 Dec 2019)
• Edward Phillip James Cowen

  IRN EPC00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (25 Jan 2016 to 8 Dec 2019)
• Eve Randall

  IRN EXR00066

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• George Howard Stamp

  IRN GHS01047

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (since 11 Jan 2018)
• Gordon James Morrison

  IRN GJM00009

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF8 Apportionment and Oversight (2 Oct 2006 to 31 Mar 2009)
  • Responsible for Insurance Mediation (2 Oct 2006 to 12 Mar 2015)
  • CF1 Director (2 Oct 2006 to 12 Mar 2015)
  • CF11 Money Laundering Reporting (2 Oct 2006 to 12 Mar 2015)
  • CF10 Compliance Oversight (2 Oct 2006 to 12 Mar 2015)
  • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
• Graham Peter Stamp

  IRN GPS00004

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF1 Director (AR) (since 6 Jun 2025)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (since 4 Mar 2016)
• Mandeep Singh

  IRN MXS03520

  • CF30 Customer (5 Sep 2016 to 20 Jul 2018)
• Martin Michael McNamara

  IRN MMM00011

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (10 Nov 2014 to 8 Dec 2019)
• Philip Trevor Cohen

  IRN PTC00006

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 26 Aug 2016)
  • CF11 Money Laundering Reporting (26 Mar 2015 to 8 Dec 2019)
  • Responsible for Insurance Mediation (26 Mar 2015 to 30 Sep 2018)
  • CF1 Director (26 Mar 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (26 Mar 2015 to 6 Dec 2019)
  • CF30 Customer (26 Mar 2015 to 8 Dec 2019)

• IN2 Matrix (UK) Ltd

  FRN 530713 · Appointed 19 Feb 2018

• AFS Financial Management Ltd

  FRN 485097 · Appointed 3 Mar 2016

• IN2 Matrix (UK) Ltd (no longer appointed)

  FRN 530713 · Appointed 5 Feb 2016 · Until 18 Apr 2017

No changes recorded yet.