Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • In2 Planning Limited (no longer approved here)

    FRN 456198

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF1 Director (2 Oct 2006 to 12 Mar 2015)
    • CF10 Compliance Oversight (2 Oct 2006 to 12 Mar 2015)
    • CF11 Money Laundering Reporting (2 Oct 2006 to 12 Mar 2015)
    • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
    • Responsible for Insurance Mediation (2 Oct 2006 to 12 Mar 2015)
    • CF8 Apportionment and Oversight (2 Oct 2006 to 31 Mar 2009)
  • The Mortgage Shop (Inverness) (no longer approved here)

    FRN 182971

    • (2)Employed By (20 Sep 2002 to 6 Mar 2007)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.