Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 29 Apr 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 6 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 6 Apr 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Apr 2022)
    • CF8 Apportionment and Oversight (1 Oct 2007 to 31 Mar 2009)
    • CF1 Director (1 Oct 2007 to 8 Dec 2019)
    • CF3 Chief Executive (1 Oct 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Oct 2007 to 30 Sep 2018)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (14 Jan 2005 to 8 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (1 Apr 2009 to 31 Mar 2009)
    • CF1 Director (1 Apr 2009 to 8 Dec 2019)
    • CF3 Chief Executive (1 Apr 2009 to 8 Mar 2017)
    • Responsible for Insurance Mediation (1 Apr 2009 to 8 Mar 2017)
    • CF2 Non Executive Director (30 Mar 2007 to 31 Mar 2009)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2019)
    • SMF1 Chief Executive (10 Dec 2018 to 31 Dec 2018)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2018)
    • SIMF1 Chief Executive Function (11 Apr 2018 to 9 Dec 2018)
    • Responsible for Insurance Mediation (11 Apr 2018 to 30 Sep 2018)
    • CF1 Director (AR) (6 Oct 2017 to 6 Apr 2018)
    • CF1 Director (19 Dec 2013 to 21 Nov 2016)
    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
    • CF1 Director (9 Oct 2017 to 31 Dec 2017)
    • SIMF1 Chief Executive Function (22 Dec 2016 to 9 Oct 2017)
  • KYOEI FIRE & MARINE INSURANCE CO. (U.K.) LIMITED (no longer approved here)

    FRN 202199

    • Responsible for Insurance Distribution (18 Oct 2023 to 23 Jan 2024)
    • SMF1 Chief Executive (29 Dec 2022 to 23 Jan 2024)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 21 Nov 2016)
    • CF3 Chief Executive (15 Jan 2009 to 6 Mar 2016)
    • CF1 Director (15 Jan 2009 to 21 Nov 2016)
    • CF8 Apportionment and Oversight (16 Dec 2008 to 6 Mar 2016)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • SMF1 Chief Executive (29 Dec 2022 to 23 Jan 2024)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 21 Nov 2016)
    • CF3 Chief Executive (13 Mar 2014 to 6 Mar 2016)
    • CF1 Director (13 Mar 2014 to 21 Nov 2016)
  • The Scottish Lion Insurance Company Limited (no longer approved here)

    FRN 202754

    • SMF1 Chief Executive (29 Dec 2022 to 23 Jan 2024)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 21 Nov 2016)
    • CF8 Apportionment and Oversight (4 Jun 2010 to 6 Mar 2016)
    • CF1 Director (4 Jun 2010 to 21 Nov 2016)
    • CF3 Chief Executive (4 Jun 2010 to 6 Mar 2016)
  • Tenecom Limited (no longer approved here)

    FRN 202817

    • SMF1 Chief Executive (29 Dec 2022 to 23 Jan 2024)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 21 Nov 2016)
    • CF1 Director (15 Jan 2009 to 21 Nov 2016)
    • CF3 Chief Executive (15 Jan 2009 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (16 Dec 2008 to 6 Mar 2016)
  • NRG Victory Reinsurance Limited (no longer approved here)

    FRN 202857

    • SMF1 Chief Executive (29 Dec 2022 to 23 Jan 2024)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 21 Nov 2016)
    • CF8 Apportionment and Oversight (1 Mar 2009 to 6 Mar 2016)
    • CF3 Chief Executive (1 Mar 2009 to 6 Mar 2016)
    • CF1 Director (1 Mar 2009 to 21 Nov 2016)

Recent activity

Updates to this individual's record on the FCA register.

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