Date authorised
1 April 2013
Companies House
00157508
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402073422690
  • Complaints Contact

    4th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402073422019

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Ships, Suretyship

    Show 1 limitation
    • · Before effecting any contract of insurance in the course of its business the firm is required to seek and obtain from both the PRA and FCA confirmation that the regulator does not object to the firm effecting the contract of insurance and reinsurance

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan John Boyce

    IRN AJB01259

    • CF3 Chief Executive (1 Jul 2002 to 31 Jan 2009)
    • CF1 Director (1 Jul 2002 to 12 Jun 2008)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 12 Jun 2008)
  • Andrew Wilson

    IRN AXW01487

    • SMF1 Chief Executive (since 5 Jun 2024)
    • Responsible for Insurance Distribution (since 5 Jun 2024)
    • SMF2 Chief Finance (10 Dec 2018 to 12 Jun 2023)
    • SMF1 Chief Executive (10 Dec 2018 to 3 Jan 2023)
    • SIMF1 Chief Executive Function (17 Feb 2017 to 9 Dec 2018)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (1 Mar 2009 to 6 Mar 2016)
  • Brian Gerard Snover

    IRN BGS01019

    • SMF9 Chair of the Governing Body (since 10 Dec 2018)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (20 Jan 2016 to 6 Mar 2016)
  • Christine Myra Hunt

    IRN CMH01185

    • SMF16 Compliance Oversight (since 10 Dec 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2018)
    • CF10 Compliance Oversight (23 Jul 2015 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (23 Jul 2015 to 9 Dec 2018)
  • Christopher David Piller

    IRN CXP36865

    • [PRA CF] Key function holder (10 Dec 2018 to 1 Oct 2025)
  • Christopher Peter Hare

    IRN CXH01197

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
  • Colin Boardman

    IRN CXB01751

    • CF11 Money Laundering Reporting (10 Jun 2010 to 1 Apr 2011)
    • CF28 Systems and controls (10 Jun 2010 to 6 Mar 2016)
    • CF10 Compliance Oversight (10 Jun 2010 to 1 Apr 2011)
  • Dana Bui

    IRN DXB27704

    • SMF4 Chief Risk (24 Apr 2020 to 22 Nov 2023)
  • David Alan Denyer

    IRN DAD01028

    • CF28 Systems and controls (20 May 2008 to 30 Apr 2009)
    • CF29 Significant management (20 May 2008 to 30 Apr 2009)
    • CF8 Apportionment and Oversight (2 Dec 2001 to 12 Jun 2008)
  • David Knight

    IRN DXK00272

    • SMF2 Chief Finance (since 9 Jun 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.