Date authorised
1 April 2013
Companies House
01084952
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402073422690
  • Complaints Contact

    4th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402073422019

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Wilson

    IRN AXW01487

    • SMF1 Chief Executive (since 5 Jun 2024)
    • Responsible for Insurance Distribution (since 5 Jun 2024)
    • SMF2 Chief Finance (10 Dec 2018 to 12 Jun 2023)
    • SMF1 Chief Executive (10 Dec 2018 to 3 Jan 2023)
    • SIMF1 Chief Executive Function (17 Feb 2017 to 9 Dec 2018)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (15 Apr 2008 to 6 Mar 2016)
    • CF10 Compliance Oversight (31 Jan 2003 to 9 Mar 2007)
    • CF14 Risk Assessment (31 Jan 2003 to 9 Mar 2007)
    • CF11 Money Laundering Reporting (31 Jan 2003 to 9 Mar 2007)
  • Brian Gerard Snover

    IRN BGS01019

    • SMF9 Chair of the Governing Body (since 10 Dec 2018)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (20 Jan 2016 to 6 Mar 2016)
  • Christine Myra Hunt

    IRN CMH01185

    • SMF16 Compliance Oversight (since 30 Nov 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Nov 2018)
    • CF11 Money Laundering Reporting (23 Jul 2015 to 9 Dec 2018)
    • CF10 Compliance Oversight (23 Jul 2015 to 9 Dec 2018)
  • Christopher Peter Hare

    IRN CXH01197

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
  • Colin Boardman

    IRN CXB01751

    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (19 Mar 2007 to 1 Apr 2011)
    • CF14 Risk Assessment (19 Mar 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (19 Mar 2007 to 1 Apr 2011)
  • Dana Bui

    IRN DXB27704

    • SMF4 Chief Risk (24 Apr 2020 to 22 Nov 2023)
  • David Knight

    IRN DXK00272

    • SMF2 Chief Finance (since 9 Jun 2023)
  • Forrest Nathan Krutter

    IRN FNK01001

    • CF29 Significant management (7 Jul 2010 to 26 Sep 2013)
    • CF1 Director (1 Dec 2001 to 23 Oct 2009)
  • Guy Finney

    IRN GEF01015

    • CF29 Significant management (1 Nov 2007 to 25 Jan 2013)
    • CF19 Significant Mgt (Financial Resources) (13 Oct 2005 to 31 Oct 2007)
  • Hannah Kaur Nagra

    IRN HXN00100

    • SMF4 Chief Risk (since 22 Nov 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.