Date authorised
1 April 2013
Companies House
01084952
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402073422690
  • Complaints Contact

    4th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402073422019

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Raymond Diamond

    IRN JRD01090

    • SIMF4 Chief Risk Function (7 Mar 2016 to 28 Jun 2018)
    • CF10 Compliance Oversight (4 Apr 2011 to 24 Jul 2015)
    • CF28 Systems and controls (4 Apr 2011 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (4 Apr 2011 to 24 Jul 2015)
  • Joseph Rocco Liuzzi

    IRN JRL01118

    • CF2 Non Executive Director (24 May 2010 to 31 Dec 2015)
  • Karen Lesley Amos

    IRN KLA01015

    • SMF3 Executive Director (since 30 Nov 2018)
    • CF1 Director (2 Dec 2016 to 9 Dec 2018)
  • Katarzyna Maria Weronika Sliwinska

    IRN KMS01027

    • CF1 Director (1 Dec 2001 to 26 Nov 2008)
  • Martin White

    IRN MXW02256

    • SMF20 Chief Actuary (10 Dec 2018 to 1 May 2024)
    • SIMF20 Chief Actuary Function (7 Mar 2016 to 9 Dec 2018)
    • CF29 Significant management (3 Feb 2016 to 6 Mar 2016)
    • CF28 Systems and controls (21 Sep 2015 to 3 Feb 2016)
  • Michael Christopher Hosking

    IRN MCH01147

    • SMF4 Chief Risk (10 Dec 2018 to 25 Jun 2020)
    • SIMF4 Chief Risk Function (20 Aug 2018 to 9 Dec 2018)
  • Philip John Davey

    IRN PJD01305

    • SMF5 Head of Internal Audit (10 Dec 2018 to 6 Jun 2024)
    • SIMF5 Head of Internal Audit Function (8 Dec 2016 to 9 Dec 2018)
  • Stephen Charles Edler

    IRN SCE01037

    • SMF20 Chief Actuary (since 29 Apr 2024)
  • Stephen Michael

    IRN SAM01109

    • SMF1 Chief Executive (29 Dec 2022 to 23 Jan 2024)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 21 Nov 2016)
    • CF1 Director (15 Jan 2009 to 21 Nov 2016)
    • CF3 Chief Executive (15 Jan 2009 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (16 Dec 2008 to 6 Mar 2016)
  • Terence Rodney Masters

    IRN TRM01062

    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2021)

Recent activity

Updates to this firm's record on the FCA register.

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