Resolute Management Limited

Date authorised
1 April 2013
Companies House
04212086
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402073422690

  • Complaints Contact

    4th Floor, The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402073422019

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Wilson

    IRN AXW01487

    • SMF3 Executive Director (9 Dec 2019 to 22 Mar 2022)
    • CF1 Director (16 Dec 2008 to 8 Dec 2019)
  • Christine Myra Hunt

    IRN CMH01185

    • SMF16 Compliance Oversight (29 May 2020 to 23 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Mar 2022)
    • CF11 Money Laundering Reporting (23 Jul 2015 to 8 Dec 2019)
  • Colin Boardman

    IRN CXB01751

    • CF10 Compliance Oversight (1 Oct 2007 to 1 Apr 2011)
    • CF11 Money Laundering Reporting (1 Oct 2007 to 1 Apr 2011)
  • Forrest Nathan Krutter

    IRN FNK01001

    • CF1 Director (1 Oct 2007 to 23 Oct 2009)
  • Guy Finney

    IRN GEF01015

    • SMF3 Executive Director (9 Dec 2019 to 22 Mar 2022)
    • CF1 Director (16 Dec 2008 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (1 Oct 2007 to 31 Oct 2007)
  • John Raymond Diamond

    IRN JRD01090

    • CF11 Money Laundering Reporting (4 Apr 2011 to 24 Jul 2015)
    • CF10 Compliance Oversight (4 Apr 2011 to 24 Jul 2015)
    • CF28 Systems and controls (4 Apr 2011 to 28 Jun 2018)
  • Katarzyna Maria Weronika Sliwinska

    IRN KMS01027

    • CF1 Director (1 Oct 2007 to 26 Nov 2008)
  • Stephen Michael

    IRN SAM01109

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 29 Apr 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 6 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 6 Apr 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Apr 2022)
    • CF3 Chief Executive (1 Oct 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Oct 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (1 Oct 2007 to 30 Sep 2018)
    • CF1 Director (1 Oct 2007 to 8 Dec 2019)
  • Thomas Allen Bolt

    IRN TAB01040

    • CF2 Non Executive Director (5 Jan 2009 to 31 Jul 2009)
    • CF1 Director (1 Oct 2007 to 25 Nov 2008)
  • William Patrick Robertson B Comm CA ACII

    IRN WPR01011

    • CF28 Systems and controls (1 Mar 2013 to 18 Oct 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.