Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (12 Oct 2020 to 12 Feb 2025)
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- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 8 Dec 2016)
- CF28 Systems and controls (26 Jun 2015 to 6 Mar 2016)
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- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 8 Dec 2016)
- CF28 Systems and controls (1 Mar 2013 to 6 Mar 2016)
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- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 8 Dec 2016)
- CF28 Systems and controls (1 Mar 2013 to 6 Mar 2016)
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- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 8 Dec 2016)
- CF28 Systems and controls (1 Mar 2013 to 6 Mar 2016)
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- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 8 Dec 2016)
- CF28 Systems and controls (1 Mar 2013 to 6 Mar 2016)
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- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 8 Dec 2016)
- CF28 Systems and controls (1 Mar 2013 to 6 Mar 2016)
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- CF28 Systems and controls (1 Sep 2014 to 17 Jan 2017)
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- CF28 Systems and controls (1 Mar 2013 to 18 Oct 2019)
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- CF28 Systems and controls (1 Mar 2013 to 18 Oct 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.