Simon Charles Henry

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NCM FINANCIAL UK LTD

    FRN 1000594

    • SMF16 Compliance Oversight (since 22 Jul 2024)
    • SMF3 Executive Director (since 22 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jul 2024)
  • Exinity UK Ltd (no longer approved here)

    FRN 777911

    • SMF16 Compliance Oversight (17 Oct 2022 to 12 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Oct 2022 to 12 Apr 2024)
    • SMF3 Executive Director (17 Oct 2022 to 12 Apr 2024)
  • Capital Com (UK) Limited (no longer approved here)

    FRN 793714

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Jul 2021 to 30 Jun 2022)
    • SMF16 Compliance Oversight (7 Jul 2021 to 30 Jun 2022)
  • Startrader Pro Limited (no longer approved here)

    FRN 600837

    • CF10 Compliance Oversight (31 Jul 2018 to 5 Jun 2019)
    • CF11 Money Laundering Reporting (31 Jul 2018 to 5 Jun 2019)
    • CF10a CASS Oversight function (31 Jul 2018 to 5 Jun 2019)
  • LONDON CAPITAL GROUP LIMITED (no longer approved here)

    FRN 182110

    • CF11 Money Laundering Reporting (22 Nov 2016 to 14 Mar 2017)
    • CF1 Director (22 Nov 2016 to 15 Mar 2017)
    • CF10 Compliance Oversight (22 Nov 2016 to 14 Mar 2017)
  • LMAX Limited (no longer approved here)

    FRN 509778

    • CF10 Compliance Oversight (1 Jun 2016 to 3 Oct 2016)
    • CF11 Money Laundering Reporting (1 Jun 2016 to 3 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

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