NCM FINANCIAL UK LTD

Date authorised
22 July 2024
Companies House
13815702
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Burford Road
    Stratford
    London
    E15 2ST
    UNITED KINGDOM
    Phone
    +4402039300061
    Web
    https://www.ncm-uk.com

  • Complaints Contact

    11 Burford Road
    Stratford
    London
    E15 2ST
    UNITED KINGDOM
    Phone
    +4402039300061

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dung Le Viet

    IRN DXL01823

    • [FCA CF] Material risk taker (since 27 Aug 2025)
    • [FCA CF] Significant management (since 27 Aug 2025)
  • Khurram Sayeed

    IRN KXS00604

    • SMF1 Chief Executive (since 22 Jul 2024)
    • SMF3 Executive Director (since 22 Jul 2024)
  • Richard Paul Wynn

    IRN RPW01067

    • SMF9 Chair of the Governing Body (since 22 Jul 2024)
  • Simon Charles Henry

    IRN SXH01763

    • SMF16 Compliance Oversight (since 22 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jul 2024)
    • SMF3 Executive Director (since 22 Jul 2024)
  • Yasir Sayeed

    IRN YXS00140

    • [FCA CF] CASS oversight function (since 22 Jul 2024)

Recent activity

Updates to this firm's record on the FCA register.

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