Sarojini Ramachandran

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Asset Management One International Ltd.
FRN 186147
- [FCA CF] Client dealing (since 7 Jun 2024)
First Sentier Investors (UK) IM Limited (no longer approved here)
FRN 119367
- [FCA CF] Client dealing (22 Jun 2022 to 7 Oct 2022)
First Sentier Investors International IM Limited (no longer approved here)
FRN 122512
- [FCA CF] Client dealing (22 Jun 2022 to 7 Oct 2022)
First Sentier Investors (UK) Funds Limited (no longer approved here)
FRN 143359
- [FCA CF] Client dealing (22 Jun 2022 to 7 Oct 2022)
White Oak Capital Management (UK) LTD (no longer approved here)
FRN 829693
- SMF17 Money Laundering Reporting Officer (MLRO) (27 May 2020 to 25 Feb 2022)
Panmure Liberum Limited (no longer approved here)
FRN 403721
- CF30 Customer (30 Nov 2010 to 30 Aug 2016)
Haitong International (UK) Limited (no longer approved here)
FRN 196482
- CF30 Customer (8 Feb 2010 to 8 Oct 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.