White Oak Capital Management (UK) LTD

Date authorised
2 September 2019
Companies House
11621438
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    13 Hanover Square
    Mayfair
    London
    W1S 1HN
    UNITED KINGDOM
    Phone
    +447771043831

  • Complaints Contact

    13 Hanover Square
    Mayfair
    London
    W1S 1HN
    UNITED KINGDOM
    Phone
    +447881488890

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chee Kiang Tan

    IRN CXT46296

    • SMF3 Executive Director (since 3 Jun 2020)
    • SMF16 Compliance Oversight (since 3 Jun 2020)
  • Juan Fadrique Arias-Davila

    IRN JFA01029

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Jul 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Jul 2020)
    • CF11 Money Laundering Reporting (2 Sep 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Sep 2019 to 8 Dec 2019)
    • CF1 Director (2 Sep 2019 to 8 Dec 2019)
  • Maria Kathleen O'Connor

    IRN MKO01015

    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Jul 2022 to 3 Jul 2023)
  • Pranita Gramopadhye

    IRN PXG00363

    • SMF3 Executive Director (since 3 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jul 2023)
  • Sarojini Ramachandran

    IRN SXR01682

    • SMF17 Money Laundering Reporting Officer (MLRO) (27 May 2020 to 25 Feb 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.