Ryan David Douglas Corton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zodiac Partners Ltd

    FRN 806702

    • SMF3 Executive Director (since 18 Nov 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Nov 2024)
    • SMF16 Compliance Oversight (since 18 Nov 2024)
  • Chrystal Capital Partners LLP (no longer approved here)

    FRN 514725

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2020 to 16 Aug 2022)
    • SMF16 Compliance Oversight (7 Mar 2020 to 16 Aug 2022)
    • CF30 Customer (10 Jul 2019 to 8 Dec 2019)
  • Harwood Private Capital LLP (no longer approved here)

    FRN 815275

    • CF28 Systems and controls (1 Feb 2019 to 30 Jun 2019)
  • Odyssean Capital LLP (no longer approved here)

    FRN 783925

    • CF11 Money Laundering Reporting (1 Feb 2018 to 20 Feb 2019)
    • CF28 Systems and controls (1 Feb 2018 to 30 Jun 2019)
    • CF10 Compliance Oversight (1 Feb 2018 to 20 Feb 2019)
    • CF10a CASS Oversight function (1 Feb 2018 to 30 Jun 2019)
  • Harwood Capital LLP (no longer approved here)

    FRN 224915

    • CF11 Money Laundering Reporting (23 Jan 2018 to 25 Jul 2018)
    • CF10 Compliance Oversight (23 Jan 2018 to 25 Jul 2018)
    • CF28 Systems and controls (26 Oct 2012 to 25 Jul 2018)
    • CF10a CASS Oversight function (19 Jan 2012 to 25 Jul 2018)
    • CF29 Significant management (7 Oct 2011 to 25 Jul 2018)
    • CF30 Customer (29 Apr 2010 to 25 Jul 2018)
  • J O Hambro Capital Management Limited (no longer approved here)

    FRN 147406

    • CF30 Customer (29 Apr 2010 to 1 Oct 2011)
    • CF1 Director (29 Apr 2010 to 30 Sep 2011)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 30 Jun 2007)
  • James Hambro & Partners LLP (no longer approved here)

    FRN 513246

    • CF30 Customer (29 Apr 2010 to 11 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.