Zodiac Partners Ltd

• Principal Place of Business

  Business Cube

  17 Bevis Marks

  London

  City Of London

  EC3A 7LN

  UNITED KINGDOM

  Phone

  +4402083966888

  Web

  https://www.zodiacpartners.co.uk

• Complaints Contact

  Business Cube

  17 Bevis Marks

  London

  City Of London

  EC3A 7LN

  UNITED KINGDOM

  Phone

  +442038389184

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · May only deal with the following investment types in respect of Retail Clients: Alternative Debenture; Certificates representing certain security; Debenture; Government and public security; Rights to or interests in investments (both); Share; Unit; Warrant
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · May only deal with the following investment types in respect of Retail Clients: Alternative Debenture; Certificates representing certain security; Debenture; Government and public security; Rights to or interests in investments (both); Share; Unit; Warrant
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · May only deal with the following investment types in respect of Retail Clients: Alternative Debenture; Certificates representing certain security; Debenture; Government and public security; Rights to or interests in investments (both); Share; Unit; Warrant.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · May only deal with the following investment types in respect of Retail Clients: Alternative Debenture; Certificates representing certain security; Debenture; Government and public security; Rights to or interests in investments (both); Share; Unit; Warrant
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · May only deal with the following investment types in respect of Retail Clients: Alternative Debenture; Certificates representing certain security; Debenture; Government and public security; Rights to or interests in investments (both); Share; Unit; Warrant
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Panayiotou

  IRN CXP01149

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (26 Nov 2018 to 8 Dec 2019)
  • CF1 Director (26 Nov 2018 to 8 Dec 2019)
• George Watson

  IRN GXW01408

  • [FCA CF] Client dealing (22 Sep 2020 to 4 Jul 2022)
• Giuseppe Russo

  IRN GXR01320

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2021)
  • CF30 Customer (4 Feb 2019 to 8 Dec 2019)
• Mark Thomas Burchell

  IRN MTB01028

  • [FCA CF] Client dealing (since 10 May 2024)
• Matthew Scales

  IRN MXS04422

  • [FCA CF] Client dealing (16 Jun 2021 to 2 Oct 2023)
• Ryan David Douglas Corton

  IRN RDC01061

  • SMF16 Compliance Oversight (since 18 Nov 2024)
  • SMF3 Executive Director (since 18 Nov 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Nov 2024)
• Samuel Coston

  IRN SXC01009

  • [FCA CF] Client dealing (since 25 May 2023)
• Stuart Ian Williams

  IRN SIW01007

  • [FCA CF] Client dealing (21 Feb 2022 to 30 Apr 2026)
• Wayne David Davis

  IRN WDD01006

  • 14. Managing investments
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 20 Dec 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Dec 2024)
  • CF1 Director (26 Nov 2018 to 8 Dec 2019)
  • CF30 Customer (26 Nov 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (26 Nov 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (26 Nov 2018 to 8 Dec 2019)
• William James Russell

  IRN WJR01045

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 16 May 2022)
  • [FCA CF] Client dealing (since 16 May 2022)

No changes recorded yet.