Wayne David Davis

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Zodiac Partners Ltd
FRN 806702
- 14. Managing investments
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 20 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Dec 2024)
- CF30 Customer (26 Nov 2018 to 8 Dec 2019)
- CF1 Director (26 Nov 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (26 Nov 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (26 Nov 2018 to 8 Dec 2019)
ATLAS Infrastructure Partners (UK) Ltd (no longer approved here)
FRN 760096
- CF30 Customer (22 Jun 2017 to 17 Sep 2019)
Hermes Investment Management Ltd (no longer approved here)
FRN 150000
- CF27 Investment Management (1 Dec 2001 to 12 Mar 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.