Matthew Scales

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Zodiac Partners Ltd (no longer approved here)
FRN 806702
- [FCA CF] Client dealing (16 Jun 2021 to 2 Oct 2023)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (11 Jan 2018 to 21 May 2019)
GFI Securities Limited (no longer approved here)
FRN 184801
- CF30 Customer (21 Feb 2017 to 27 Jun 2017)
Vantage Capital Markets LLP (no longer approved here)
FRN 416697
- CF30 Customer (1 Apr 2016 to 20 Jul 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.