Stuart Ian Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Zodiac Partners Ltd (no longer approved here)
FRN 806702
- [FCA CF] Client dealing (21 Feb 2022 to 30 Apr 2026)
HOBART CAPITAL MARKETS LLP (no longer approved here)
FRN 593186
- [FCA CF] Client dealing (9 Dec 2020 to 31 Jan 2022)
Panmure Liberum Limited (no longer approved here)
FRN 403721
- CF30 Customer (11 Jul 2016 to 8 Dec 2019)
- CF21 Investment Adviser (11 Feb 2005 to 5 Jul 2006)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (4 Jan 2010 to 6 Mar 2016)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (4 Jan 2010 to 6 Mar 2016)
Lazard & Co., Limited (no longer approved here)
FRN 114054
- CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.