Date authorised
1 February 2018
Companies House
OC417961
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Stratton Street
    London
    W1J 8LD
    UNITED KINGDOM
    Phone
    +442076403200
  • Complaints Contact

    6 Stratton Street
    London
    W1J 8LD
    UNITED KINGDOM
    Phone
    +442076403200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Harwood Capital Management Limited

    IRN XXH01089

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Feb 2018 to 8 Dec 2019)
  • Christopher Harwood Bernard Mills

    IRN CHM01031

    • CF2 Non Executive Director (1 Feb 2018 to 8 Dec 2019)
  • Christopher John Hart

    IRN CXH11795

    • [FCA CF] Significant management (9 Dec 2019 to 18 Mar 2025)
    • CF29 Significant management (26 Mar 2019 to 8 Dec 2019)
    • CF28 Systems and controls (26 Mar 2019 to 8 Dec 2019)
  • Edward James Wielechowski

    IRN EJW01074

    • [FCA CF] Client dealing (since 14 Jul 2021)
    • SMF27 Partner (since 25 Feb 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 May 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2021)
    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
  • Ian Armitage

    IRN IXA01072

    • SMF9 Chair of the Governing Body (27 Oct 2021 to 31 Mar 2026)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 May 2021)
    • CF30 Customer (26 Mar 2019 to 8 Dec 2019)
    • CF4 Partner (21 Dec 2018 to 8 Dec 2019)
    • CF2 Non Executive Director (1 Feb 2018 to 25 Mar 2019)
  • Isabelle Lietar

    IRN IXL00056

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Nov 2021)
    • SMF16 Compliance Oversight (since 9 Nov 2021)
  • Luke John Butcher

    IRN LXB00914

    • [FCA CF] Client dealing (since 22 Apr 2026)
  • Ryan David Douglas Corton

    IRN RDC01061

    • CF10 Compliance Oversight (1 Feb 2018 to 20 Feb 2019)
    • CF11 Money Laundering Reporting (1 Feb 2018 to 20 Feb 2019)
    • CF10a CASS Oversight function (1 Feb 2018 to 30 Jun 2019)
    • CF28 Systems and controls (1 Feb 2018 to 30 Jun 2019)
  • Stuart Guy Widdowson

    IRN SGW01062

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 31 May 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2021)
    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
    • CF4 Partner (1 Feb 2018 to 8 Dec 2019)
    • CF3 Chief Executive (1 Feb 2018 to 8 Dec 2019)
  • Syed Arafat Hussain Shah

    IRN SAS01323

    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Sep 2021)
    • CF11 Money Laundering Reporting (4 Jan 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.